Filing Details
- Accession Number:
- 0001209191-14-040955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 16:32:11
- Reporting Period:
- 2014-06-11
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 16:32:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348324 | Ldr Holding Corp | LDRH | Surgical & Medical Instruments & Apparatus (3841) | 203933262 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1136038 | Austin Ventures Viii Lp | 300 West Sixth Street, Ste 2300 Austin TX 78701 | No | No | Yes | No | |
1232296 | C Joseph Aragona | 300 West Sixth Street, Suite 2300 Austin TX 78701 | Yes | No | Yes | No | |
1250010 | P Kenneth Deangelis | 300 West Sixth Street, Ste 2300 Austin TX 78701 | No | No | Yes | No | |
1250035 | Av Partners Viii Lp | 300 West Sixth Street, Ste 2300 Austin TX 78701 | No | No | Yes | No | |
1252914 | D John Thornton | 300 West Sixth Street, Ste 2300 Austin TX 78701 | No | No | Yes | No | |
1278614 | A Christopher Pacitti | 300 West Sixth Street, Ste 2300 Austin TX 78701 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-11 | 85,500 | $24.50 | 2,631,300 | No | 4 | S | Indirect | By Austin Ventures VIII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Austin Ventures VIII, L.P. |
Footnotes
- Reflects sales of shares pursuant to the exercise of the underwriters' overallotment option in the follow-on offering of common stock of LDR Holding Corporation that closed on June 11, 2014.
- Shares are held directly by Austin Ventures VIII, L.P. ("AV VIII"). AV Partners VIII, L.P. ("AVP VIII") is the general partner of AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and have voting and investment power over the shares held by AV VIII. Such persons and entity disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein. The address for AV VIII is 300 West Sixth Street, Suite 2300, Austin, Texas 78701.