Filing Details
- Accession Number:
- 0001127602-14-020715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 16:28:36
- Reporting Period:
- 2014-06-11
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 16:28:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 35214 | Ferro Corp | FOE | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 340217820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358620 | T Peter Thomas | C/O Ferro Corporation 6060 Parkland Boulevard Mayfield Heights OH 44124 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-11 | 15,000 | $12.40 | 66,718 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,176 | Indirect | Investment Savings Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Share Unit | $0.00 | 2016-12-31 | 115,100 | 115,100 | Direct | |
| Common Stock | Performance Share Unit | $0.00 | 2014-12-31 | 53,100 | 53,100 | Direct | |
| Common Stock | Performance Share Unit | $0.00 | 2015-12-31 | 200,130 | 200,130 | Direct | |
| Common Stock | Phantom Shares | $0.00 | 47,939 | 47,939 | Direct | ||
| Common Stock | Restricted Share Unit | $0.00 | 2014-11-12 | 2014-11-12 | 148,698 | 148,698 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2016-04-24 | 2016-04-24 | 17,480 | 17,480 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2017-02-20 | 2017-02-20 | 46,100 | 46,100 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2015-02-23 | 2015-02-23 | 21,200 | 21,200 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2016-02-23 | 2016-02-23 | 32,800 | 32,800 | Direct |
| Common Stock | Stock Options (Right to Buy) | $26.26 | 2005-02-09 | 2014-02-09 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options (Right to Buy) | $19.39 | 2006-02-07 | 2015-02-07 | 8,500 | 8,500 | Direct |
| Common Stock | Stock Options (Right to Buy) | $20.69 | 2007-02-16 | 2016-02-16 | 15,500 | 15,500 | Direct |
| Common Stock | Stock Options (Right to Buy) | $21.99 | 2008-02-06 | 2017-02-06 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $17.26 | 2009-02-28 | 2018-02-28 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $8.25 | 2011-02-25 | 2020-02-25 | 45,000 | 45,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $7.02 | 2014-04-24 | 2023-04-24 | 98,800 | 98,800 | Direct |
| Common Stock | Stock Options (Right to Buy) | $1.37 | 2010-02-25 | 2019-02-25 | 20,033 | 20,033 | Direct |
| Common Stock | Stock Options (Right to Buy) | $15.16 | 2012-02-24 | 2021-02-24 | 38,000 | 38,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $6.84 | 2013-02-23 | 2022-02-23 | 45,500 | 45,500 | Direct |
| Common Stock | Stock Options (Right to Buy) | $5.29 | 2014-02-21 | 2023-02-21 | 68,800 | 68,800 | Direct |
| Common Stock | Stock Options (Right to Buy) | $13.09 | 2015-02-20 | 2024-02-20 | 95,300 | 95,300 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-12-31 | 115,100 | 115,100 | Direct |
| 2014-12-31 | 53,100 | 53,100 | Direct |
| 2015-12-31 | 200,130 | 200,130 | Direct |
| 47,939 | 47,939 | Direct | |
| 2014-11-12 | 148,698 | 148,698 | Direct |
| 2016-04-24 | 17,480 | 17,480 | Direct |
| 2017-02-20 | 46,100 | 46,100 | Direct |
| 2015-02-23 | 21,200 | 21,200 | Direct |
| 2016-02-23 | 32,800 | 32,800 | Direct |
| 2014-02-09 | 7,500 | 7,500 | Direct |
| 2015-02-07 | 8,500 | 8,500 | Direct |
| 2016-02-16 | 15,500 | 15,500 | Direct |
| 2017-02-06 | 25,000 | 25,000 | Direct |
| 2018-02-28 | 25,000 | 25,000 | Direct |
| 2020-02-25 | 45,000 | 45,000 | Direct |
| 2023-04-24 | 98,800 | 98,800 | Direct |
| 2019-02-25 | 20,033 | 20,033 | Direct |
| 2021-02-24 | 38,000 | 38,000 | Direct |
| 2022-02-23 | 45,500 | 45,500 | Direct |
| 2023-02-21 | 68,800 | 68,800 | Direct |
| 2024-02-20 | 95,300 | 95,300 | Direct |
Footnotes
- Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. These shares were previously disclosed in Table I of this Form and have been moved to Table II of this Form. This transaction is not a disposition.
- Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
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