Filing Details
- Accession Number:
- 0001032220-14-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 16:32:05
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 15:32:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032220 | Maximus Inc | MMS | Services-Business Services, Nec (7389) | 541000588 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311296 | Bruce Caswell | Maximus, Inc. Attn: Treasury Dept. 1891 Metro Center Drive Reston VA 20190-5207 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-10 | 8,000 | $8.68 | 8,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-10 | 8,000 | $43.77 | 1 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-11 | 8,000 | $8.68 | 8,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-11 | 8,000 | $43.53 | 1 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-12 | 9,000 | $8.68 | 9,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-12 | 9,000 | $42.71 | 1 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-06-10 | 8,000 | $0.00 | 8,000 | $8.68 |
| Common Stock | Stock Options | Disposition | 2014-06-11 | 8,000 | $0.00 | 8,000 | $8.68 |
| Common Stock | Stock Options | Disposition | 2014-06-12 | 9,000 | $0.00 | 9,000 | $8.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 142,000 | No | 4 | M | Direct | ||
| 134,000 | No | 4 | M | Direct | ||
| 125,000 | No | 4 | M | Direct |
Footnotes
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2014.
- Weighted average sales price for prices ranging from $43.64 to $43.88. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Weighted average sales price for prices ranging from $43.33 to $43.56. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Weighted average sales price for prices ranging from $42.40 to $43.49. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Effective 10/18/2005 - Non Qualified Stock Options to acquire 200,000 shares of common stock were issued with the following vesting schedulesShares Vest Date50,000 10/18/200550,000 10/18/200650,000 10/18/200750,000 10/18/2008These options expire on 10/18/2015
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