Home > Insider Trading > Filing (0001140361-14-025304)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1494448	Imperial Holdings Inc.	IFT	Life Insurance (6311)	300663473

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1067621	Phillip Goldstein	C/O Imperial Holdings, Inc. 701 Park Of Commerce Blvd., Suite 301 Boca Raton FL 33487		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-11	5,000	$6.47	52,395	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	705	$6.29	53,100	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	5,000	$6.40	1,068,316	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,253,581	Indirect	See Footnote

Footnotes

The shares are held by various entities and individuals. Bulldog Investors, LLC (f/k/a Brooklyn Capital Management, LLC) ("BI") or certain of its principals has voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
The shares are held by certain private investment funds. BI has sole voting and investment power with respect to such shares. The reporting person is a principal of BI and of the general partners of each such investment fund, and is a limited partner in certain of such funds. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.