Filing Details
- Accession Number:
- 0001209191-14-040813
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 12:14:40
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 12:14:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499807 | K2M Group Holdings Inc. | KTWO | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1039931 | A Carlos Ferrer | C/O Ffc Partners 10 Glenville Street Greenwich CT 06831 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-10 | 81,950 | $13.95 | 2,223,075 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2014-06-10 | 2,991 | $13.95 | 81,117 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- This amount represents the $15.00 public offering price per share of the issuer's common stock, less the underwriting discount of $1.05 per share, in connection with the underwriter's exercise of its over-allotment option.
- Represents securities held directly by FFC Partners III-B, L.P. ("FFC III-B").
- FFC GP III, LLC is the general partner of each of FFC III-B and FFC Executive Partners III, L.P. ("FFC EP III", and together with FFC III-B and FFC GP III, LLC, the "FFC Entities"). Carlos A. Ferrer, a member of the issuer's board of directors, is a manager of FFC GP III, LLC. Mr. Ferrer disclaims beneficial ownership of all securities held by the FFC Entities, except to the extent of his pecuniary interest therein, if any.
- Represents securities held directly by FFC EP III.