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Home > Insider Trading > Filing (0001144204-14-037200)

Filing Details

Accession Number:: 0001144204-14-037200
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-12 12:07:42
Reporting Period:: 2014-06-10

Filing Date:: 2014-06-12
Accepted Time:: 2014-06-12 12:07:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1551901	Stellus Capital Investment Corp	SCM	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1561515	T. Robert Ladd	C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-10	100	$14.22	81,096	No	4	P	Direct
Common Stock	Acquisiton	2014-06-10	100	$14.23	81,196	No	4	P	Direct
Common Stock	Acquisiton	2014-06-10	100	$14.24	81,296	No	4	P	Direct
Common Stock	Acquisiton	2014-06-10	100	$14.24	81,396	No	4	P	Direct
Common Stock	Acquisiton	2014-06-10	500	$14.25	81,896	No	4	P	Direct
Common Stock	Acquisiton	2014-06-10	1,200	$14.25	83,096	No	4	P	Direct
Common Stock	Acquisiton	2014-06-10	100	$14.25	83,196	No	4	P	Direct
Common Stock	Acquisiton	2014-06-10	2,800	$14.25	85,996	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	1,523	$13.98	87,519	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	2,000	$13.98	89,519	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	100	$13.99	89,619	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	177	$13.99	89,796	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	200	$14.00	89,996	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	1,000	$14.00	90,996	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	2,500	$14.01	93,496	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	1,000	$14.03	94,496	No	4	P	Direct
Common Stock	Acquisiton	2014-06-11	3,000	$14.03	97,496	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The amount of securities beneficially owned following the reported transactions also includes an additional 1,219 shares issued under the DRIP.