Filing Details
- Accession Number:
- 0001209191-14-040757
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 06:03:26
- Reporting Period:
- 2014-06-09
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 06:03:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1550695 | Performant Financial Corp | PFMT | Services-Miscellaneous Business Services (7380) | 200484934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082687 | C William Kessinger | C/O Parthenon Capital Partners Four Embarcadero Center, Suite 3610 San Francisco CA 94111 | No | No | Yes | No | |
1132655 | L.p. Ii. Investors Parthenon | C/O Parthenon Capital Partners Four Embarcadero Center, Suite 3610 San Francisco CA 94111 | No | No | Yes | No | |
1311576 | Pcap Partners Ii, Llc | C/O Parthenon Capital Partners Four Embarcadero Center, Suite 3610 San Francisco CA 94111 | No | No | Yes | No | |
1311577 | Pcap Ii, Llc | C/O Parthenon Capital Partners Four Embarcadero Center, Suite 3610 San Francisco CA 94111 | No | No | Yes | No | |
1477996 | J. David Ament | C/O Parthenon Capital Partners Four Embarcadero Center, Suite 3610 San Francisco CA 94111 | No | No | Yes | No | |
1555301 | Pcp Managers, Llc | C/O Parthenon Capital Partners Four Embarcadero Center, Suite 3610 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Disposition | 2014-06-09 | 1,211,632 | $9.40 | 14,498,270 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). PCP Managers, LLC is the managing member of PCap II, LLC, which is the managing member of PCap Partners II, LLC, which is the general partner of Parthenon Investors II, L.P., which is the manager of DCS Holdings. Messrs. Ament and Kessinger are Managing Members of PCP Managers, LLC. Mr. Kessinger is also a Managing Director of Parthenon Capital Partners, a private equity firm and affiliate of PCap Partners II, LLC. Each of the Reporting Persons may be deemed to beneficially own the shares owned of record by DCS Holdings. Each of the Reporting Persons disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's pecuniary interest therein.