Filing Details

Accession Number:
0001209191-14-040757
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-12 06:03:26
Reporting Period:
2014-06-09
Filing Date:
2014-06-12
Accepted Time:
2014-06-12 06:03:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1550695 Performant Financial Corp PFMT Services-Miscellaneous Business Services (7380) 200484934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082687 C William Kessinger C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1132655 L.p. Ii. Investors Parthenon C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1311576 Pcap Partners Ii, Llc C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1311577 Pcap Ii, Llc C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1477996 J. David Ament C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
1555301 Pcp Managers, Llc C/O Parthenon Capital Partners
Four Embarcadero Center, Suite 3610
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2014-06-09 1,211,632 $9.40 14,498,270 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). PCP Managers, LLC is the managing member of PCap II, LLC, which is the managing member of PCap Partners II, LLC, which is the general partner of Parthenon Investors II, L.P., which is the manager of DCS Holdings. Messrs. Ament and Kessinger are Managing Members of PCP Managers, LLC. Mr. Kessinger is also a Managing Director of Parthenon Capital Partners, a private equity firm and affiliate of PCap Partners II, LLC. Each of the Reporting Persons may be deemed to beneficially own the shares owned of record by DCS Holdings. Each of the Reporting Persons disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's pecuniary interest therein.