Filing Details
- Accession Number:
- 0001012975-14-000396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-11 19:45:10
- Reporting Period:
- 2014-06-09
- Filing Date:
- 2014-06-11
- Accepted Time:
- 2014-06-11 19:45:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410939 | Ophthotech Corp. | OPHT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166285 | Michael Steinmetz | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1249153 | Dennis Henner | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1252522 | Nicholas Galakatos | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | Yes | No | Yes | No | |
1252523 | Robert Liptak | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1252525 | Kurt Wheeler | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1431403 | Nicholas Simon | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1431437 | Clarus Ventures Ii, Llc | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1431439 | Clarus Ventures Ii Gp, L.p. | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1431443 | Clarus Lifesciences Ii, L.p. | C/O Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-09 | 25,697 | $46.02 | 3,029,047 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-09 | 39,362 | $46.78 | 2,989,685 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-10 | 79,824 | $44.66 | 2,909,861 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-10 | 36,880 | $45.90 | 2,872,981 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-10 | 200 | $46.80 | 2,872,781 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-11 | 29,217 | $44.53 | 2,843,564 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-11 | 500 | $44.32 | 4,500 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.450 to $46.445, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.
- Securities held of record by Clarus Lifesciences II, L.P. ("Clarus"). Clarus Ventures II GP, L.P. (the "GPLP"), as the sole general partner of Clarus, may be deemed to beneficially own certain of the shares held of record by Clarus. The GPLP disclaims beneficial ownership of all shares held of record by Clarus in which the GPLP does not have an actual pecuniary interest. Clarus Ventures II, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Clarus. Each of Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Clarus. Each of the GPLLC and Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler disclaims beneficial ownership of all shares held of record by Clarus in which it or he, as applicable, does not have an actual pecuniary interest.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.45 to $47.202, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.48, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.48, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $44.625, inclusive.
- The shares were sold by Nicholas Galakatos.
- The shares are held by Galakatos and AAG Peakham Trust LLC of which Dr. Galakatos is a manager of AAG Peakham Trust LLC.