Filing Details
- Accession Number:
- 0001209191-14-040630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-11 17:40:47
- Reporting Period:
- 2014-06-09
- Filing Date:
- 2014-06-11
- Accepted Time:
- 2014-06-11 17:40:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196530 | A Mark King | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Svp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2014-06-09 | 23,063 | $15.54 | 64,197 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2014-06-09 | 21,018 | $30.00 | 43,179 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 7/12/05 DIOD ISO | Disposition | 2014-06-09 | 7,256 | $0.00 | 7,256 | $15.54 |
| Diodes Incorporated Common Stock - Diodes | 7/12/05 DIOD NQSO | Disposition | 2014-06-09 | 15,807 | $0.00 | 15,807 | $15.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,255 | 2006-07-12 | 2015-07-12 | No | 4 | M | Direct |
| 15,807 | 2006-07-12 | 2015-07-12 | No | 4 | M | Direct |
Footnotes
- Exercise pursuant to previously filed 10b5-1 Plan.
- Sale pursuant to previously filed 10b5-1 Plan.
- Incentive stock options exercisable in three equal annual installments beginning 07/12/2006.
- Granted under Rule 16b-3 Plan.
- Non-qualified stock options exercisable in three equal annual installments beginning 07/12/2006.
Billionaire Hedge Funds
