Filing Details
- Accession Number:
- 0001209191-14-040624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-11 17:31:01
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-06-11
- Accepted Time:
- 2014-06-11 17:31:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1269021 | Portola Pharmaceuticals Inc | PTLA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252522 | Nicholas Galakatos | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-10 | 965 | $23.36 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-10 | 404 | $23.36 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,672 | Indirect | MPM Asset Management Investors 2003 BVIII LLC |
Common Stock | 85,874 | Indirect | MPM BioVentures III GmbH & Co. Beteiligungs KG |
Common Stock | 30,686 | Indirect | MPM BioVentures III Parallel Fund, L.P. |
Common Stock | 68,320 | Indirect | MPM BioVentures III, L.P. |
Common Stock | 1,016,120 | Indirect | MPM BioVentures III-QP, L.P. |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.22 to $23.76, inclusive. The reporting person undertakes to provide Portola Pharmaceuticals, Inc., any security holder of Portola Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- These shares were held by AAG Peakham LLC. Dr. Galakatos is a manager of AAG Peakham LLC.
- MPM BioVentures III GP, L.P. and MPM BioVentures III LLC ("MPM III LLC") are the direct and indirect general partners of MPM BioVentures III, L.P., MPM BioVentures III-QP, L.P., MPM BioVentures III GmbH & Co. Beteiligungs KG and MPM BioVentures III Parallel Fund, L.P. Dr. Galakatos is a Series A Member of MPM BioVentures III LLC and Manager of MPM Asset Management Investors 2003 BVIII LLC and shares voting and dispositive power over the shares held by MPM BioVentures III, L.P., MPM BioVentures III-QP, L.P., MPM BioVentures III GmbH & Co. Beteiligungs KG, MPM BioVentures III Parellel Fund, L.P. and MPM Asset Management Investors 2003 BVIII LLC. Dr. Galakatos disclaims beneficial ownership of the shares identified in this footnote except to the extent of his respective proportionate pecuniary interest in such share.