Filing Details
- Accession Number:
- 0001179110-14-010173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-11 17:25:36
- Reporting Period:
- 2014-06-09
- Filing Date:
- 2014-06-11
- Accepted Time:
- 2014-06-11 17:25:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31462 | Ecolab Inc | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198753 | Jr M Douglas Baker | Ecolab Inc. 370 Wabasha Street N. St. Paul MN 55102 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-09 | 193,100 | $45.24 | 450,366 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-09 | 134,177 | $110.09 | 316,189 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-06-11 | 30,000 | $109.38 | 286,739 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2014-06-09 | 193,100 | $0.00 | 193,100 | $45.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2007-12-06 | 2016-12-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,415 | Indirect | By wife |
Common Stock | 69,925 | Indirect | By Douglas M. Baker, Jr. 2012 Irrevocable Trust |
Common Stock | 5,301 | Indirect | By Ecolab Savings Plan |
Footnotes
- Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
- Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 6, 2006. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
- Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2014. Includes 13.523 UNITS acquired since the reporting person's last report. (The 5,300.759 UNITS are the equivalent of approximately 9,784 SHARES of the issuer's Common Stock.)
- Includes 549.766 shares acquired on April 21, 2014, by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.