Filing Details

Accession Number:
0001179110-14-010173
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-11 17:25:36
Reporting Period:
2014-06-09
Filing Date:
2014-06-11
Accepted Time:
2014-06-11 17:25:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198753 Jr M Douglas Baker Ecolab Inc.
370 Wabasha Street N.
St. Paul MN 55102
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-09 193,100 $45.24 450,366 No 4 M Direct
Common Stock Disposition 2014-06-09 134,177 $110.09 316,189 No 4 F Direct
Common Stock Disposition 2014-06-11 30,000 $109.38 286,739 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2014-06-09 193,100 $0.00 193,100 $45.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2007-12-06 2016-12-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,415 Indirect By wife
Common Stock 69,925 Indirect By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock 5,301 Indirect By Ecolab Savings Plan
Footnotes
  1. Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
  2. Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 6, 2006. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
  3. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2014. Includes 13.523 UNITS acquired since the reporting person's last report. (The 5,300.759 UNITS are the equivalent of approximately 9,784 SHARES of the issuer's Common Stock.)
  4. Includes 549.766 shares acquired on April 21, 2014, by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.