Filing Details
- Accession Number:
- 0001225208-14-014874
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-11 17:05:32
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-06-11
- Accepted Time:
- 2014-06-11 17:05:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587263 | R. Paul Adams | One Financial Plaza Hartford CT 06101 | Coo, Pratt & Whitney | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-10 | 10,300 | $56.53 | 14,609 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-10 | 4,287 | $119.03 | 10,322 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-10 | 4,890 | $119.05 | 5,432 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-06-10 | 5,410 | $119.05 | 22 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2014-06-10 | 10,300 | $0.00 | 10,300 | $56.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-03 | 2016-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,569 | Indirect | By Savings Plan Trustee |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.030 to $119.034. Upon request UTC will provide full information as to shares sold at each separate price.
- The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.0510 to $119.0540. Upon request UTC will provide full information as to shares sold at each separate price.
Billionaire Hedge Funds
