Filing Details
- Accession Number:
- 0001209191-14-040540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-11 16:05:21
- Reporting Period:
- 2014-06-09
- Filing Date:
- 2014-06-11
- Accepted Time:
- 2014-06-11 16:05:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411207 | Allison Transmission Holdings Inc | ALSN | Motor Vehicle Parts & Accessories (3714) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 933790 | Tc Group, Llc | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1468089 | Tc Group Iv Managing Gp, L.l.c. | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1527166 | L.p. Group Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1544355 | Carlyle Partners Iv At Holdings, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1548624 | L.l.c. Management Group Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1548626 | Carlyle Holdings I Gp Inc. | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1548627 | L.l.c. Sub Gp I Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1548628 | L.p. I Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-09 | 17,500,000 | $29.95 | 5,321,250 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
Footnotes
- Carlyle Partners IV AT Holdings, L.P. is the record holder of these shares. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the sole shareholder of Carlyle Holdings I GP Inc., which is the managing member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the managing member of TC Group, L.L.C., which is the managing member of TC Group IV Managing GP, L.L.C., which is the general partner of Carlyle Partners IV AT Holdings, L.P.
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