Filing Details

Accession Number:
0001140361-14-025137
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-06-11 16:04:49
Reporting Period:
2014-05-29
Filing Date:
2014-06-11
Accepted Time:
2014-06-11 16:04:49
Original Submission Date:
2014-06-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368993 Wafergen Bio-Systems Inc. WGBS Laboratory Analytical Instruments (3826) 900416683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435644 Dean R Hautamaki C/O Wafergen Bio-Systems, Inc.
7400 Paseo Padre Parkway
Fremont CA 94555
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-29 10,714 $0.00 10,714 No 4 A Indirect See Footnote
Common Stock Acquisiton 2014-05-29 4,240 $1.31 6,662 No 4 P Indirect By Cojack Investment Opportunities, LLC
Common Stock Acquisiton 2014-05-29 300 $1.40 6,962 No 4 P Indirect By Cojack Investment Opportunities, LLC
Common Stock Acquisiton 2014-05-29 100 $1.25 7,062 No 4 P Indirect By Cojack Investment Opportunities, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect See Footnote
No 4 P Indirect By Cojack Investment Opportunities, LLC
No 4 P Indirect By Cojack Investment Opportunities, LLC
No 4 P Indirect By Cojack Investment Opportunities, LLC
Footnotes
  1. Represents grant of restricted stock units. 100% of the restricted stock units vest on December 31, 2014, unless the grantee ceases service as a director before the vesting date, in which event the award shall become vested pro rata (based on the number of days between January 1, 2014, and the date of cessation of services, divided by 365) on the date of cessation of services.
  2. These RSUs are held by the reporting person as nominee and for the benefit of Cojack Investment Opportunities LLC.