Filing Details
- Accession Number:
- 0001140361-14-025137
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-06-11 16:04:49
- Reporting Period:
- 2014-05-29
- Filing Date:
- 2014-06-11
- Accepted Time:
- 2014-06-11 16:04:49
- Original Submission Date:
- 2014-06-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368993 | Wafergen Bio-Systems Inc. | WGBS | Laboratory Analytical Instruments (3826) | 900416683 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435644 | Dean R Hautamaki | C/O Wafergen Bio-Systems, Inc. 7400 Paseo Padre Parkway Fremont CA 94555 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-29 | 10,714 | $0.00 | 10,714 | No | 4 | A | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-05-29 | 4,240 | $1.31 | 6,662 | No | 4 | P | Indirect | By Cojack Investment Opportunities, LLC |
Common Stock | Acquisiton | 2014-05-29 | 300 | $1.40 | 6,962 | No | 4 | P | Indirect | By Cojack Investment Opportunities, LLC |
Common Stock | Acquisiton | 2014-05-29 | 100 | $1.25 | 7,062 | No | 4 | P | Indirect | By Cojack Investment Opportunities, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | See Footnote |
No | 4 | P | Indirect | By Cojack Investment Opportunities, LLC |
No | 4 | P | Indirect | By Cojack Investment Opportunities, LLC |
No | 4 | P | Indirect | By Cojack Investment Opportunities, LLC |
Footnotes
- Represents grant of restricted stock units. 100% of the restricted stock units vest on December 31, 2014, unless the grantee ceases service as a director before the vesting date, in which event the award shall become vested pro rata (based on the number of days between January 1, 2014, and the date of cessation of services, divided by 365) on the date of cessation of services.
- These RSUs are held by the reporting person as nominee and for the benefit of Cojack Investment Opportunities LLC.