Filing Details
- Accession Number:
- 0001140361-14-025124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-11 15:01:45
- Reporting Period:
- 2014-06-09
- Filing Date:
- 2014-06-11
- Accepted Time:
- 2014-06-11 15:01:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 67347 | Modine Manufacturing Co | MOD | Motor Vehicle Parts & Accessories (3714) | 390482000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496134 | B Michael Lucareli | 1500 Dekoven Ave. Racine WI 53403 | Vp, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-09 | 3,188 | $5.01 | 75,141 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-09 | 3,188 | $14.98 | 71,953 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-09 | 11,352 | $5.75 | 83,305 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-09 | 11,352 | $14.98 | 71,953 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option | Acquisiton | 2014-06-09 | 3,188 | $0.00 | 3,188 | $5.01 |
| Common Stock | Employee stock option | Acquisiton | 2014-06-09 | 11,352 | $0.00 | 11,352 | $5.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,374 | 2019-06-09 | No | 4 | M | Direct | |
| 43,022 | 2022-06-05 | No | 4 | M | Direct |
Footnotes
- This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012.
- This option vests in four equal installments on June 5, 2012, 2013, 2014, and 2015.
Billionaire Hedge Funds
