Filing Details

Accession Number:
0001209191-14-040441
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-10 20:37:42
Reporting Period:
2014-06-06
Filing Date:
2014-06-10
Accepted Time:
2014-06-10 20:37:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG Biological Products, (No Disgnostic Substances) (2836) 200094687
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134570 Jr P Charles Waite C/O Ovp Venture Partners
1616 Eastlake Ave. E., Suite 208
Seattle WA 98102
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-06 35,223 $15.53 2,059,644 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-06 3,333 $16.01 2,056,311 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-06 19,059 $15.53 2,037,252 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-06 1,803 $16.01 2,035,449 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-06 482 $15.53 2,034,967 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-06 46 $16.01 2,034,921 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-06 49 $15.53 2,034,872 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-06 5 $16.01 2,034,867 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-09 32,130 $15.56 2,002,737 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-09 17,385 $15.56 1,985,352 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-09 440 $15.56 1,984,912 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-09 45 $15.56 1,984,867 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-10 32,130 $15.31 1,952,737 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-10 17,385 $15.31 1,935,352 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-10 440 $15.31 1,934,912 No 4 S Indirect See footnotes
Common Stock Disposition 2014-06-10 45 $15.31 1,934,867 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. 1,377,327 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 660,936 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  3. OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
  4. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  5. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 660,936 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  6. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 641,877 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  7. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  8. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,926 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  9. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  10. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,924 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  11. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  12. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.335 to $15.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  13. 1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  14. 1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  15. 1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  16. 1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  17. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.7350, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  18. 1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  19. 1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  20. 1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,000 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  21. 1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,000 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,829 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.