Filing Details
- Accession Number:
- 0001225208-14-014806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-10 17:34:48
- Reporting Period:
- 2014-06-09
- Filing Date:
- 2014-06-10
- Accepted Time:
- 2014-06-10 17:34:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184184 | Louis Chenevert | One Financial Plaza Hartford CT 06101 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-09 | 100,000 | $57.84 | 641,164 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-09 | 80,000 | $51.50 | 721,164 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-09 | 22,141 | $118.90 | 699,023 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-06-09 | 24,979 | $119.00 | 674,044 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-09 | 25,073 | $118.90 | 648,971 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-06-09 | 34,651 | $118.90 | 614,320 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-06-09 | 48,645 | $118.90 | 565,675 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-06-09 | 80,000 | $0.00 | 80,000 | $51.50 |
| Common Stock | Stock Appreciation Right | Disposition | 2014-06-09 | 100,000 | $0.00 | 100,000 | $57.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-01-03 | 2015-01-02 | No | 4 | M | Direct |
| 200,000 | 2009-03-08 | 2016-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Career Restricted) | 2,400 | Direct | |
| Common Stock | 4,405 | Indirect | By Savings Plan Trustee |
Footnotes
- The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05.
Billionaire Hedge Funds
