Filing Details
- Accession Number:
- 0001127602-14-020466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-10 17:01:53
- Reporting Period:
- 2014-06-06
- Filing Date:
- 2014-06-10
- Accepted Time:
- 2014-06-10 17:01:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
35214 | Ferro Corp | FOE | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 340217820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1174279 | N Jeffry Quinn | 6060 Parkland Blvd. Mayfield Heights OH 44124 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-06 | 175,000 | $13.49 | 525,000 | No | 4 | S | Indirect | By Quinpario Partners LLC |
Common Stock | Disposition | 2014-06-09 | 57,393 | $13.06 | 467,607 | No | 4 | S | Indirect | By Quinpario Partners LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Quinpario Partners LLC |
No | 4 | S | Indirect | By Quinpario Partners LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,800 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | $0.00 | 7,600 | 7,600 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
7,600 | 7,600 | Direct |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.355-$13.63. The reporting person, hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Shares of Common Stock directly owned by Quinpario Partners LLC ("Quinpario"). Mr. Quinn, as the Chairman and Chief Executive Officer of Quinpario, may be deemed to beneficially own the shares of Common Stock directly owned by Quinpario.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $12.855-$13.30. The reporting person, hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Each DSU is the economic equivalent of one share of Ferro common stock.
- Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the "Holding Period"). Upon cessation of Recipient's service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period.