Filing Details
- Accession Number:
- 0001209191-14-040154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-10 16:01:12
- Reporting Period:
- 2014-06-09
- Filing Date:
- 2014-06-10
- Accepted Time:
- 2014-06-10 16:01:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222195 | N Phebe Novakovic | C/O General Dynamics Corporation 2941 Fairview Park Dr., Suite 100 Falls Church VA 22042 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Acquisiton | 2014-06-09 | 79,140 | $73.49 | 379,984 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2014-06-09 | 10,400 | $77.33 | 390,384 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2014-06-09 | 67,566 | $120.62 | 322,818 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2014-06-09 | 3,972 | $121.62 | 318,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-06-09 | 79,140 | $0.00 | 79,140 | $73.49 |
| Common Stock | Stock Options | Disposition | 2014-06-09 | 10,400 | $0.00 | 10,400 | $77.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-02 | No | 4 | M | Direct | |
| 0 | 2015-04-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.00 Par Value | 3,128 | Indirect | 401(k) Plan |
Footnotes
- Sale prices ranged from $120.29 to $121.285. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Sale prices ranged from $121.60 to $121.66. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- Fifty percent became exercisable on 03/03/2011 and the remaining fifty percent became exercisable on 03/03/2012.
- Fifty percent became exercisable on 04/30/2011 and the remaining fifty percent became exercisable on 04/30/2012.
Billionaire Hedge Funds
