Filing Details

Accession Number:
0001606036-14-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-10 13:47:51
Reporting Period:
2014-06-06
Filing Date:
2014-06-10
Accepted Time:
2014-06-10 13:47:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949373 Einstein Noah Restaurant Group Inc BAGL Retail-Eating Places (5812) 133690261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203939 N Emanuel Hilario C/O Einstein Noah Restaurant Group, Inc.
555 Zang Street, Suite 300
Lakewood CO 80228
Chief Operations Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-06 10,000 $9.25 20,050 No 4 M Direct
Common Stock Disposition 2014-06-06 10,000 $15.20 10,050 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2014-06-06 10,000 $0.00 10,000 $9.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,000 2020-06-13 No 4 M Direct
Footnotes
  1. The options involved in this transaction relate to a grant of 60,000 options at an exercise price of $12.02 made on June 14, 2010. In accordance with the anti-dilution provisions of the issuer's Executive Employee Incentive Plan, the exercise price of the options and the number of shares involved were adjusted effective January 8, 2013, on account of a special dividend of the issuer.
  2. The options vest in three annual installments beginning on June 14, 2011.