Filing Details
- Accession Number:
- 0001606036-14-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-10 13:47:51
- Reporting Period:
- 2014-06-06
- Filing Date:
- 2014-06-10
- Accepted Time:
- 2014-06-10 13:47:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203939 | N Emanuel Hilario | C/O Einstein Noah Restaurant Group, Inc. 555 Zang Street, Suite 300 Lakewood CO 80228 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-06 | 10,000 | $9.25 | 20,050 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-06 | 10,000 | $15.20 | 10,050 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option (right to buy) | Disposition | 2014-06-06 | 10,000 | $0.00 | 10,000 | $9.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,000 | 2020-06-13 | No | 4 | M | Direct |
Footnotes
- The options involved in this transaction relate to a grant of 60,000 options at an exercise price of $12.02 made on June 14, 2010. In accordance with the anti-dilution provisions of the issuer's Executive Employee Incentive Plan, the exercise price of the options and the number of shares involved were adjusted effective January 8, 2013, on account of a special dividend of the issuer.
- The options vest in three annual installments beginning on June 14, 2011.