Filing Details

Accession Number:
0001179110-14-010059
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-10 12:34:00
Reporting Period:
2014-06-09
Filing Date:
2014-06-10
Accepted Time:
2014-06-10 12:34:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012019 Rush Enterprises Inc RUSH Retail-Auto Dealers & Gasoline Stations (5500) 741733016
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1036504 Marvin W Rush 555 Ih 35 South, Suite 500
New Braunfels TX 78130
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-06-09 32,596 $12.50 36,473 No 4 M Direct
Class A Common Stock Acquisiton 2014-06-09 38,445 $18.74 74,918 No 4 M Direct
Class A Common Stock Disposition 2014-06-09 71,041 $33.36 3,877 No 4 S Direct
Class B Common Stock Disposition 2014-06-09 4,386 $29.94 459,424 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2014-06-09 32,596 $0.00 32,596 $12.50
Class A Common Stock Option (right to buy) Disposition 2014-06-09 38,445 $0.00 38,445 $18.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-15 No 4 M Direct
21,555 2021-03-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,125 Indirect By 3MR Partners
Class B Common Stock 1,228,976 Indirect By 3MR Partners
Footnotes
  1. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.11 to $33.57, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.67 to $30.18, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is ten years prior to the expiration date.
  4. Options were scheduled to be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date was March 15, 2011. All outstanding unvested options, however, vested immediately upon the reporting person's retirement date of May 20, 2013.