Filing Details
- Accession Number:
- 0001209191-14-039993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 20:19:10
- Reporting Period:
- 2014-06-06
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 19:19:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1563855 | Sophiris Bio Inc. | SPHS | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1261140 | L James Heppell | C/O Sophiris Bio Inc. 1258 Prospect Street La Jolla CA 90237 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-06 | 19,231 | $2.59 | 0 | No | 4 | S | Indirect | Lions Liquidity Investment Fund I Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Lions Liquidity Investment Fund I Limited Partnership |
Footnotes
- Lions Liquidity Investment Fund I Limited Partnership ("the Fund") is being dissolved and as part of the dissolution the Fund is required to sell all of its security holdings including the shares the Fund held of Sophiris Bio Inc.
- The weighted average sales price for the transaction reported was $2.59, and the range of prices were between $2.59 and $2.70. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
Billionaire Hedge Funds
