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Home > Insider Trading > Filing (0001261380-14-000037)

Filing Details

Accession Number:: 0001261380-14-000037
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-09 18:51:07
Reporting Period:: 2014-06-06

Filing Date:: 2014-06-09
Accepted Time:: 2014-06-09 18:51:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006045	Iridex Corp	IRIX	Electromedical & Electrotherapeutic Apparatus (3845)	770210467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198927	Sanford Fitch	1212 Terra Bella Avenue Mountain View CA 94043		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-06	5,000	$5.26	5,000	No	4	M	Direct
Common Stock	Disposition	2014-06-06	5,000	$8.39	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option Right to Buy	Disposition	2014-06-06	5,000	$0.00	5,000	$5.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-07-29	2014-06-29	No	4	M	Direct

Footnotes

This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.
The shares vest as follows: 1/12th of the shares shall vest one month after the Vesting Commencement Date and 1/12th each month thereafter.