Home > Insider Trading > Filing (0001144204-14-036646)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568832	Rcs Capital Corp	RCAP	Security Brokers, Dealers & Flotation Companies (6211)	383894716

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1332108	Thomas Charles Mcmillen	C/O Rcs Capital Corporation 405 Park Ave., 15Th Floor New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-06-06	1,000	$20.28	1,000	No	4	P	Direct
Common Stock	Acquisiton	2014-06-09	10,000	$21.00	11,000	No	4	A	Direct
Common Stock	Acquisiton	2014-06-09	1,429	$29.74	12,429	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	A	Direct
No	4	A	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $20.26 to $20.30. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a three year period beginning on February 3, 2015.
Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a three year period beginning on May 29, 2015.