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Filing Details

Accession Number:: 0001127602-14-020316
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-09 17:27:17
Reporting Period:: 2014-06-05

Filing Date:: 2014-06-09
Accepted Time:: 2014-06-09 17:27:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929940	Aspen Technology Inc	AZPN	Services-Computer Programming Services (7371)	042739697

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1251378	E Manolis Kotzabasakis	Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803	Evp, Products	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-06-05	3,094	$10.93	93,173	No	4	M	Direct
Common Stock	Acquisiton	2014-06-05	2,344	$15.50	95,517	No	4	M	Direct
Common Stock	Disposition	2014-06-05	7,438	$43.95	88,079	No	4	S	Direct
Common Stock	Acquisiton	2014-06-06	3,000	$23.38	91,079	No	4	M	Direct
Common Stock	Disposition	2014-06-06	3,000	$44.60	88,079	No	4	S	Direct
Common Stock	Disposition	2014-06-06	3,000	$44.62	85,079	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-06-05	3,094	$0.00	3,094	$10.93
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-06-05	2,344	$0.00	2,344	$15.50
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-06-06	3,000	$0.00	3,000	$23.38

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,094	2017-08-01	No	4	M	Direct
11,719	2021-07-31	No	4	M	Direct
24,401	2022-07-31	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.90 to $44.00, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.60 to $45.00, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option granted at the exercise price of $10.93, representing a right to purchase a total of 49,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, beomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
The option granted at the exercise price of $23.38, representing a right to purchase 27,401 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.