Filing Details
- Accession Number:
- 0001209191-14-039947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 17:23:07
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 17:23:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29834 | Escalera Resources Co. | ESCR | Crude Petroleum & Natural Gas (1311) | 830214692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1599326 | Adam Fenster | 1675 Broadway Suite 2200 Denver CO 80202 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $.10 Par Value Common Stock | Acquisiton | 2014-06-05 | 5,000 | $2.69 | 27,026 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options: Right to buy | $2.27 | 2019-03-25 | 53,037 | 53,037 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-25 | 53,037 | 53,037 | Direct |
Footnotes
- Represents an average price of the open market purchases, with the actual purchase prices ranging from $2.68 to $2.75. The Issuer will provide a detailed breakout of the purchases upon request.
- One-third of the shares become exercisable on each of March 24, 2015, 2016 and 2017.
Billionaire Hedge Funds
