Filing Details

Accession Number:
0001209191-14-039947
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-09 17:23:07
Reporting Period:
2014-06-05
Filing Date:
2014-06-09
Accepted Time:
2014-06-09 17:23:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29834 Escalera Resources Co. ESCR Crude Petroleum & Natural Gas (1311) 830214692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1599326 Adam Fenster 1675 Broadway
Suite 2200
Denver CO 80202
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$.10 Par Value Common Stock Acquisiton 2014-06-05 5,000 $2.69 27,026 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options: Right to buy $2.27 2019-03-25 53,037 53,037 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-25 53,037 53,037 Direct
Footnotes
  1. Represents an average price of the open market purchases, with the actual purchase prices ranging from $2.68 to $2.75. The Issuer will provide a detailed breakout of the purchases upon request.
  2. One-third of the shares become exercisable on each of March 24, 2015, 2016 and 2017.