Filing Details
- Accession Number:
- 0001191981-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 16:28:40
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 16:28:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191981 | Gordon Obrien | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Pres., Specialty Fin. & Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-05 | 20,000 | $3.10 | 295,603 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-05 | 27,000 | $14.80 | 295,603 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-06 | 20,000 | $3.10 | 295,603 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-06 | 20,000 | $14.98 | 295,603 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-09 | 15,696 | $3.10 | 295,603 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-09 | 15,696 | $15.00 | 295,603 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2014-06-05 | 20,000 | $0.00 | 20,000 | $3.10 |
| Common Stock | Options | Disposition | 2014-06-06 | 20,000 | $0.00 | 20,000 | $3.10 |
| Common Stock | Options | Disposition | 2014-06-09 | 15,696 | $0.00 | 15,696 | $3.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,696 | 2010-07-23 | 2019-07-23 | No | 4 | M | Direct |
| 15,696 | 2010-07-23 | 2019-07-23 | No | 4 | M | Direct |
| 0 | 2010-07-23 | 2019-07-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,032 | Indirect | ESOP/401(k) |
Footnotes
- Price reflects weighted average sales price; actual sale prices ranged from $14.730 to $14.860. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- Price reflects weighted average sales price; actual sale prices ranged from $14.95 to $15.00. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- Price reflects weighted average sales price; actual sale prices ranged from $15.00 to $15.01. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- The option vests in three equal installments beginning on July 23, 2010.
Billionaire Hedge Funds
