Filing Details
- Accession Number:
- 0001209191-14-039892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 16:12:01
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 16:12:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904067 | Raymond Soong | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Diodes Incorporated Common Stock | Disposition | 2014-06-05 | 100,000 | $28.00 | 211,032 | No | 4 | S | Direct | |
Diodes Incorporated Common Stock | Acquisiton | 2014-06-05 | 88,593 | $8.14 | 299,625 | No | 4 | M | Direct | |
Diodes Incorporated Common Stock | Disposition | 2014-06-05 | 30,000 | $27.52 | 269,625 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Diodes Incorporated Common Stock - Diodes | 7/14/04 DIOD NQSO | Disposition | 2014-06-05 | 88,593 | $0.00 | 88,593 | $8.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-07-14 | 2014-07-14 | No | 4 | M | Direct |
Footnotes
- Sale pursuant to previously filed 10b5-1 Plan.
- Exercise pursuant to previously filed 10b5-1 Plan.
- Non-qualified stock options exercisable in three equal annual installments beginning 07/14/2005.
- Granted under Rule 16b-3 Plan.