Filing Details
- Accession Number:
- 0001181431-14-023282
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 16:05:46
- Reporting Period:
- 2014-05-30
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 16:05:46
- Original Submission Date:
- 2014-06-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1053650 | Omega Protein Corp | OME | Fats & Oils (2070) | 760438393 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1029703 | D John Held | 2105 City West Boulevard Suite 500 Houston TX 77042 | Exec Vp, General Counsel & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-30 | 14,443 | $4.02 | 86,026 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-30 | 14,443 | $14.48 | 71,583 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2014-05-30 | 14,443 | $0.00 | 14,443 | $4.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,127 | 2010-02-03 | 2019-02-03 | No | 4 | M | Direct |
Footnotes
- This report corrects a 50 share over-reporting error in Mr. Held's May 30, 2014 Form 4 resulting from an administrative error caused by Mr. Held's broker. Based on information provided by Mr. Held's broker, Mr. Held's May 30, 2014 Form 4 reported 14,493 shares of common stock sold and 14,493 stock options exercised. Due to broker error, each of these numbers was over-reported by 50 and should have been 14,443. This Form 4/A corrects this broker reported error and reports the 14,443 shares and options correctly.
- Stock Option exercised and shares sold automatically pursuant to Trading Plan (SEC Rule 10b5-1)
- Value represents transactions with a weighted average sales price ranging from $14.46 to $14.52.
- Full information regarding the number of shares purchased or sold at each separate price will be provided by the filer to the Commission staff, the issuer, or a security holder of the issuer upon request.
- Vests in 1/3 increments commencing on the first anniversary of date of grant. The date of grant was 2/3/2009.
Billionaire Hedge Funds
