Filing Details
- Accession Number:
- 0001543407-14-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 15:27:06
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 15:27:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221785 | A William Kozy | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-09 | 1,815 | $0.00 | 44,224 | No | 5 | G | Indirect | By wife |
| Common Stock | Acquisiton | 2014-06-05 | 18,073 | $71.72 | 76,140 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-05 | 10,981 | $117.98 | 65,159 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-06-05 | 7,092 | $117.98 | 58,856 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By wife |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-06-05 | 18,073 | $0.00 | 18,073 | $71.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-11-21 | 2016-11-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,556 | Indirect | by GRAT |
| Common Stock | 11,821 | Indirect | SIP Trust |
Footnotes
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $117.77 through $118.28. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- Includes dividend equivalents accrued on unvested restricted stock units since the last reporting period.
- Amount reflects partial distribution of shares to reporting person since last report.
- Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of May 31, 2014.
- The option became exercisable in four annual installments beginning November 21, 2007.
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