Filing Details
- Accession Number:
- 0001209191-14-039831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 13:52:58
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 13:52:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1422862 | Pmfg Inc. | PMFG | General Industrial Machinery & Equipment, Nec (3569) | 510661574 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189707 | David Taylor | 14651 North Dallas Parkway Dallas TX 75245 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-05 | 3,000 | $3.63 | 35,876 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-05 | 2,375 | $5.26 | 33,501 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 5 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2014-06-05 | 3,000 | $0.00 | 3,000 | $3.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-03 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.26 to $5.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- These stock Options vested in four equal installments on February 3, 2006, 2007, 2008 and 2009.
Billionaire Hedge Funds
