Filing Details
- Accession Number:
- 0001428642-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 11:07:53
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 11:07:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60977 | Lydall Inc | LDL | Motor Vehicle Parts & Accessories (3714) | 060865505 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179579 | Suzanne Hammett | C/O Lydall, Inc. One Colonial Road Manchester CT 06042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-05 | 3,325 | $10.54 | 44,409 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-05 | 3,325 | $9.35 | 47,734 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-05 | 2,164 | $18.13 | 49,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-05 | 3,252 | $11.39 | 53,150 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-05 | 3,325 | $3.67 | 56,475 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-05 | 3,325 | $8.65 | 59,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-05 | 18,716 | $28.14 | 41,084 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Right to Buy | Disposition | 2014-06-05 | 3,325 | $0.00 | 3,325 | $10.54 |
| Common Stock | Stock Option Right to Buy | Disposition | 2014-06-05 | 3,325 | $0.00 | 3,325 | $9.35 |
| Common Stock | Stock Option Right to Buy | Disposition | 2014-06-05 | 2,164 | $0.00 | 2,164 | $18.13 |
| Common Stock | Stock Option Right to Buy | Disposition | 2014-06-05 | 3,252 | $0.00 | 3,252 | $11.39 |
| Common Stock | Stock Option Right to Buy | Disposition | 2014-06-05 | 3,325 | $0.00 | 3,325 | $3.67 |
| Common Stock | Stock Option Right to Buy | Disposition | 2014-06-05 | 3,325 | $0.00 | 3,325 | $8.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-04-21 | 2015-04-20 | No | 4 | M | Direct |
| 0 | 2007-04-27 | 2016-04-26 | No | 4 | M | Direct |
| 0 | 2008-04-26 | 2017-04-24 | No | 4 | M | Direct |
| 0 | 2009-04-25 | 2018-04-24 | No | 4 | M | Direct |
| 0 | 2010-04-24 | 2019-04-23 | No | 4 | M | Direct |
| 0 | 2011-04-28 | 2020-04-28 | No | 4 | M | Direct |
Footnotes
- Represents the exercise of non-qualified stock options granted on April 21, 2005; April 27, 2006; April 26, 2007; April 25, 2008; April 24, 2009 and April 28, 2010, respectively, at exercise prices of $10.54; $9.35; $18.13; $11.39; $3.67 and $8.65, respectively, under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan.
- The price reported is the weighted average of all the shares sold on June 5, 2014. The shares were sold at varying prices in the range of $27.40 to $28.82. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Stock Options were granted under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan; Derivative Securities became exercisable 25% per year beginning one year from the initial grant date.
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