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Filing Details

Accession Number:: 0000950142-14-001290
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-09 09:00:02
Reporting Period:: 2014-06-05

Filing Date:: 2014-06-09
Accepted Time:: 2014-06-09 09:00:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1125259	Carnival Plc	CUK	Water Transportation (4400)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1142244	Meir Micky Arison	C/O Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178	Chairman Of The Board	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Trust Shares(Beneficial Interest In Special Voting Share)	Disposition	2014-06-05	42,672	$40.12	238,537	No	4	S	Indirect	By Nickel 97-07 Trust
Trust Shares(Beneficial Interest In Special Voting Share)	Disposition	2014-06-05	230,038	$40.12	97,022,370	No	4	S	Indirect	By MA 1994 B Shares, L.P.
Trust Shares(Beneficial Interest In Special Voting Share)	Disposition	2014-06-05	123,579	$40.12	3,725,164	No	4	S	Indirect	By Nickel 2003 Revocable Trust
Trust Shares(Beneficial Interest In Special Voting Share)	Disposition	2014-06-06	60,884	$40.33	177,653	No	4	S	Indirect	By Nickel 97-07 Trust
Trust Shares(Beneficial Interest In Special Voting Share)	Disposition	2014-06-06	328,220	$40.33	96,694,150	No	4	S	Indirect	By MA 1994 B Shares, L.P.
Trust Shares(Beneficial Interest In Special Voting Share)	Disposition	2014-06-06	176,324	$40.33	3,548,840	No	4	S	Indirect	By Nickel 2003 Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Nickel 97-07 Trust
No	4	S	Indirect	By MA 1994 B Shares, L.P.
No	4	S	Indirect	By Nickel 2003 Revocable Trust
No	4	S	Indirect	By Nickel 97-07 Trust
No	4	S	Indirect	By MA 1994 B Shares, L.P.
No	4	S	Indirect	By Nickel 2003 Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Trust Shares(Beneficial Interest In Special Voting Share)	1,954,324	Indirect	By various trusts

Footnotes

Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated February 28, 2014, relating to the sale of up to 5,000,000 shares of Carnival Corporation Common Stock.
The transaction was executed in multiple trades at prices ranging from $40.03 to $40.19. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The transaction was executed in multiple trades at prices ranging from $40.03 to $40.19. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The transaction was executed in multiple trades at prices ranging from $40.03 to $40.19. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The transaction was executed in multiple trades at prices ranging from $40.135 to $40.55. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The transaction was executed in multiple trades at prices ranging from $40.135 to $40.55. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The transaction was executed in multiple trades at prices ranging from $40.135 to $40.55. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Includes (i) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (ii) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (iii) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.