Filing Details
- Accession Number:
- 0001104659-14-044568
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 19:02:16
- Reporting Period:
- 2014-06-04
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 19:02:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497434 | Shelly O'brien | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-04 | 3,301 | $12.55 | 3,301 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-04 | 3,301 | $40.07 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-06-04 | 1,699 | $12.45 | 1,699 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-04 | 1,699 | $40.07 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-06-05 | 1,634 | $9.00 | 1,634 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-05 | 1,634 | $42.00 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-06-05 | 3,366 | $12.55 | 3,366 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-05 | 3,366 | $42.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-04 | 3,301 | $0.00 | 3,301 | $12.55 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-04 | 1,699 | $0.00 | 1,699 | $12.45 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-05 | 1,634 | $0.00 | 1,634 | $9.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-05 | 3,366 | $0.00 | 3,366 | $12.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,699 | 2021-02-28 | No | 4 | M | Direct | |
3,399 | 2022-02-28 | No | 4 | M | Direct | |
28,366 | 2020-07-28 | No | 4 | M | Direct | |
3,333 | 2021-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,566 | Direct |
Footnotes
- A total of 10,000 options were granted on 2/28/2011. All options were vested and exercisable as of 6/4/2014.
- A total of 5,098 options were granted on 2/29/2012. 3,399 options were vested and exercisable as of 6/4/2014.
- A total of 30,000 options were granted on 7/28/2010. 22,500 options were vested and exercisable as of 6/4/2014.
- Option exercise and sale pursuant to a 10b5-1 Plan.
- Average share sales price.