Filing Details
- Accession Number:
- 0001489096-14-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 18:02:11
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 18:02:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181536 | Jay Peterson | 100 Thermon Drive San Marcos TX 78666 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-05 | 1,000 | $24.50 | 4,830 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $9.82 | 2011-05-04 | 2021-03-01 | 6,882 | 6,882 | Direct |
Common Stock | Stock Option (Right to Buy) | $12.00 | 2021-05-04 | 5,000 | 5,000 | Direct | |
Common Stock | Performance Units | $0.00 | 2,711 | 2,711 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 5,422 | 5,422 | Direct | ||
Common Stock | Performance Units | $0.00 | 5,393 | 5,393 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 8,089 | 8,089 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-03-01 | 6,882 | 6,882 | Direct |
2021-05-04 | 5,000 | 5,000 | Direct |
2,711 | 2,711 | Direct | |
5,422 | 5,422 | Direct | |
5,393 | 5,393 | Direct | |
8,089 | 8,089 | Direct |
Footnotes
- Transaction pursuant to a Rule 10b5-1 Plan.
- Options vested and became fully exercisable in connection with the Issuer's initial public offering.
- Options vest in five equal annual installments beginning on May 4, 2012.
- On August 2, 2012, the reporting person was granted a performance unit award; the remaining portion of the award will vest on March 31, 2015. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
- On August 2, 2012, the reporting person was granted a restricted stock unit award; the remaining portion of the award will vest in equal annual installments on August 2, 2014 and 2015.
- On August 1, 2013, the reporting person was granted a performance unit award; the remaining portion of the award will vestin annual installments on March 31, 2015 and 2016. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
- On August 1, 2013, the reporting person was granted a restricted stock unit award, which will vest in equal annual installments will vest in equal annual installments on August 1, 2014, 2015 and 2016.