Filing Details
- Accession Number:
- 0001140361-14-024794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 17:46:55
- Reporting Period:
- 2014-06-04
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 17:46:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165093 | Rodger Offenbach | 7250 Redwood Boulevard, Suite 200 Novato CA 94945 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-04 | 1,000 | $15.10 | 69,043 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-05 | 301 | $15.15 | 68,742 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-05 | 200 | $15.10 | 68,542 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-05 | 4 | $15.24 | 68,538 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-06 | 1,485 | $15.10 | 67,053 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,935 | Indirect | By IRA |
| Common Stock | 4,247 | Indirect | By Spouse's IRA |
Billionaire Hedge Funds
