Filing Details
- Accession Number:
- 0001179706-14-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 17:18:51
- Reporting Period:
- 2014-06-04
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 17:18:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
47217 | Hewlett Packard Co | HPQ | Computer & Office Equipment (3570) | 941081436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566846 | G Michael Nefkens | C/O Hewlett-Packard Company 3000 Hanover Street Palo Alto CA 94304 | Evp, Enterprise Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-04 | 14,000 | $23.59 | 34,407 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-04 | 14,000 | $33.56 | 20,407 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-04 | 5,000 | $33.56 | 15,407 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-06-04 | 14,000 | $0.00 | 14,000 | $23.59 |
Common Stock | Restricted Stock Units | Acquisiton | 2014-04-02 | 20 | $0.00 | 20 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2014-04-02 | 60 | $0.00 | 60 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2014-04-02 | 176 | $0.00 | 176 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2014-04-02 | 230 | $0.00 | 230 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2014-04-02 | 69 | $0.00 | 69 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,000 | 2012-09-27 | 2019-09-27 | No | 4 | M | Direct |
4,955 | No | 4 | A | Direct | ||
14,322 | No | 4 | A | Direct | ||
41,820 | No | 4 | A | Direct | ||
53,865 | No | 4 | A | Direct | ||
16,038 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 52,666 | Indirect | By Michael Nefkens Trust 02/27/09 |
Footnotes
- The total beneficial ownership includes 1.24400 shares at $33.1683 per share acquired through dividends paid in shares on 04/03/14 under the HP 2011 Employee Stock Purchase Plan ("ESPP") with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 0.0450 shares at $27.6154 per share received on 01/02/14 through dividends paid in shares, and 0.0380 shares at $33.4488 per share received on 04/02/14 through dividends paid in shares.
- The total direct beneficial ownership reflects a decrease of 16,748 shares due to the transfer of 16,748 shares previously reported as being held directly by the reporting person into his trust on 05/29/14.
- The total direct beneficial ownership reflects an increase of 20,000 shares due to the transfer of 20,000 shares previously reported as being held indirectly by the reporting person into his direct beneficial ownership on 05/30/14.
- The total indirect beneficial ownership reflects an increase of 16,748 shares due to the transfer of 16,748 shares previously reported as being held directly by the reporting person into his trust on 05/29/14.
- The total indirect beneficial ownership reflects a decrease of 20,000 shares due to the transfer of 20,000 shares previously reported as being held indirectly by the reporting person into his direct beneficial ownership on 05/30/14.
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/27/14.
- This option became exercisable in three equal annual installments beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- As previously reported, on 12/07/11 the reporting person was granted 14,000 restricted stock units ("RSUs"), 4,666 of which vested on 12/07/12, 4,667 of which vested on 12/07/13, and 4,667 of which will vest on 12/07/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 20.1621 dividend equivalent rights being reported reflect 20.1621 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14.
- As previously reported, on 09/19/12 the reporting person was granted 27,625 RSUs, 13,812 of which vested on 09/19/13, and 13,813 of which will vest on 09/19/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 59.6741 dividend equivalent rights being reported reflect 59.6741 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14.
- As previously reported, on 01/16/13 the reporting person was granted 61,012 RSUs, 20,337 of which vested on 01/16/14, 20,337 of which will vest on 01/16/15, and 20,338 of which will vest on 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 175.7218 dividend equivalent rights being reported reflect 175.7218 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14.
- As previously reported, on 12/11/13 the reporting person was granted 53,354 RSUs, 17,784 of which will vest on 12/11/14, and 17,785 of which will vest on each of 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 230.4969 dividend equivalent rights being reported reflect 230.4969 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14.
- As previously reported, on 12/11/13 the reporting person was granted 15,886 RSUs, 7,943 of which will vest on each of 12/11/14 and 12/11/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 68.6298 dividend equivalent rights being reported reflect 68.6298 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14.