Filing Details

Accession Number:
0001510192-14-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-06 16:22:58
Reporting Period:
2014-06-05
Filing Date:
2014-06-06
Accepted Time:
2014-06-06 16:22:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513761 Norwegian Cruise Line Holdings Ltd. NCLH Water Transportation (4400) 980691007
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566953 Andrew Stuart 7665 Corporate Center Drive
Miami FL 33126
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-05 70,000 $0.00 70,000 No 4 C Direct
Common Stock Disposition 2014-06-05 70,000 $33.93 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NCL Corportion Units Disposition 2014-06-05 70,000 $0.00 70,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
225,126 No 4 C Direct
Footnotes
  1. The reporting person redeemed 70,000 NCL Corporation Units (the "Units"). Units are redeemable for an equal number of shares of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock, or, at the election of NCLH, a cash payment equal to the value of the redeemed Units. NCLH elected to redeem the reporting person's Units with common stock. The Units have no expiration date.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.90 to $33.94, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
  3. All Units were vested as of the date of the redemption.