Filing Details
- Accession Number:
- 0001179110-14-009959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 16:13:48
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 16:13:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466538 | Cowen Group Inc. | COWN | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576457 | J John Holmes | Cowen Group, Inc. 599 Lexington Avenue New York NY 10022 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-06-05 | 60,000 | $4.17 | 453,550 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |