Filing Details
- Accession Number:
- 0001140361-14-024755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 16:02:52
- Reporting Period:
- 2014-05-28
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 16:02:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492832 | Equal Energy Ltd. | EQU | Crude Petroleum & Natural Gas (1311) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1568749 | Scott Smalling | C/O Equal Energy Ltd. 4801 Gaillardia Parkway, Suite 325 Oklahoma City OK 73142 | Senior Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-04 | 17 | $5.25 | 95,914 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-06-05 | 151 | $5.27 | 96,065 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-06-04 | 213 | $5.71 | 96,278 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Dividend Equivalent Rights | Acquisiton | 2014-05-28 | 560 | $0.00 | 560 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,400 | No | 4 | A | Direct |
Footnotes
- Shares purchased using cash from dividends pursuant to the Equal Energy Ltd. Savings Plan dated August 13, 2009.
- Dividend Equivalent Rights are accrued on unvested shares of restricted stock pursuant to the Equal Energy Ltd. Restricted Share and Performance Share Incentive Plan (2010) and are issuable upon issuance of the reporting person's restricted stock.
- Expressed in Canadian dollars.
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