Filing Details
- Accession Number:
- 0001140361-14-024748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 15:26:41
- Reporting Period:
- 2014-06-04
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 15:26:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1171486 | Natural Resource Partners Lp | NRP | Bituminous Coal & Lignite Surface Mining (1221) | 352164875 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268006 | Iii J Corbin Robertson | 601 Jefferson, Suite 3600 Houston TX 77002 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Acquisiton | 2014-06-04 | 10,000 | $13.45 | 36,231 | No | 4 | P | Indirect | By CIII Capital Management, LLC |
Common Units | Acquisiton | 2014-06-04 | 10,000 | $13.43 | 46,231 | No | 4 | P | Indirect | By CIII Capital Management, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By CIII Capital Management, LLC |
No | 4 | P | Indirect | By CIII Capital Management, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units | 1,437,619 | Direct | |
Common Units | 50,000 | Indirect | By BHJ Investments, L.P. |
Common Units | 387 | Indirect | By Spouse |
Common Units | 50,461 | Indirect | By The Corbin James Robertson III 2009 Family Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Units | Phantom Units | $0.00 | 2015-02-10 | 2015-02-10 | 3,580 | 3,580 | Direct |
Common Units | Phantom Units | $0.00 | 2016-02-14 | 2016-02-14 | 3,700 | 3,700 | Direct |
Common Units | Phantom Units | $0.00 | 2017-02-13 | 2017-02-13 | 3,700 | 3,700 | Direct |
Common Units | Phantom Units | $0.00 | 2018-02-12 | 2018-02-12 | 3,885 | 3,885 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-02-10 | 3,580 | 3,580 | Direct |
2016-02-14 | 3,700 | 3,700 | Direct |
2017-02-13 | 3,700 | 3,700 | Direct |
2018-02-12 | 3,885 | 3,885 | Direct |
Footnotes
- Corbin J. Robertson III is the controlling Manager of CIII Capital Management, LLC and may be deemed to beneficially own the common units owned by CIII Capital Management, LLC.
- Corbin J. Robertson III shares beneficial ownership of 23,973 common units with his spouse, Brooke Robertson.
- The reporting person transferred these units to BHJ Investments, L.P., a limited partnership of which the reporting person is the sole member of the general partner. The limited partners of BHJ Investments, L.P. are the reporting person, his wife, and a trust formed for the benefit of the reporting person's children in which the reporting person has no pecuniary interest.
- Corbin J. Robertson III disclaims beneficial ownership of these common units, and this report shall not be deemed an admission that Corbin J. Robertson III is the beneficial owner of such common units for purposes of Section 16 or for any other purpose.
- The beneficiary of The Corbin James Robertson III 2009 Family Trust is the family of Corbin J. Robertson III. Corbin J. Robertson III is the Trust Advisor for The Corbin James Robertson III 2009 Family Trust and may be deemed to beneficially own the common units owned by The Corbin James Robertson III 2009 Family Trust.
- The phantom units were granted to the reporting person under the issuer's long-term incentive plan.
- Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each unit will be accrued over the vesting period and paid on vesting.
- The phantom units will be paid in cash based on the average closing price of the common units for the 20 trading days immediately preceding the date of vesting.