Filing Details
- Accession Number:
- 0001383838-14-000023
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 10:25:09
- Reporting Period:
- 2014-03-26
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 10:25:09
- Original Submission Date:
- 2014-01-31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1504697 | Utstarcom Holdings Corp | UTSI | Communications Equipment, Nec (3669) | 981007606 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383838 | Management Capital Shah | 8601 Six Forks Road Suite 630 Raleigh NC 27615 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-05 | 47,200 | $2.60 | 393,591 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Represents shares held by Himanshu H. Shah directly. Mr. Shah is the President of Shah Capital Management.
- Additional shares bought by Himanshu H. Shah as a BOD of UTStarcom Holdings Corp.