Filing Details

Accession Number:
0001383838-14-000023
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-06-06 10:25:09
Reporting Period:
2014-03-26
Filing Date:
2014-06-06
Accepted Time:
2014-06-06 10:25:09
Original Submission Date:
2014-01-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1504697 Utstarcom Holdings Corp UTSI Communications Equipment, Nec (3669) 981007606
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1383838 Management Capital Shah 8601 Six Forks Road
Suite 630
Raleigh NC 27615
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-05 47,200 $2.60 393,591 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents shares held by Himanshu H. Shah directly. Mr. Shah is the President of Shah Capital Management.
  2. Additional shares bought by Himanshu H. Shah as a BOD of UTStarcom Holdings Corp.