Filing Details
- Accession Number:
- 0001329700-14-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 09:26:21
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 09:26:21
- Original Submission Date:
- 2014-06-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1048685 | Metalico Inc | MEA | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1068853 | R Bret Maxwell | 1033 Skokie Boulevard, Suite 430 Northbrook IL 60062 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-03 | 265 | $1.18 | 299,504 | No | 4 | S | Indirect | See Footnote 1 |
| Common Stock | Disposition | 2014-06-03 | 1,840 | $1.19 | 297,664 | No | 4 | S | Indirect | See Footnote 1 |
| Common Stock | Disposition | 2014-06-03 | 5,895 | $1.20 | 291,769 | No | 4 | S | Indirect | See Footnote 1 |
| Common Stock | Disposition | 2014-06-03 | 80 | $1.21 | 291,689 | No | 4 | S | Indirect | See Footnote 1 |
| Common Stock | Disposition | 2014-06-03 | 66 | $1.18 | 74,759 | No | 4 | S | Indirect | See Footnote 2 |
| Common Stock | Disposition | 2014-06-03 | 460 | $1.19 | 74,299 | No | 4 | S | Indirect | See Footnote 2 |
| Common Stock | Disposition | 2014-06-03 | 1,474 | $1.20 | 72,825 | No | 4 | S | Indirect | See Footnote 2 |
| Common Stock | Disposition | 2014-06-03 | 20 | $1.21 | 72,805 | No | 4 | S | Indirect | See Footnote 2 |
| Common Stock | Disposition | 2014-06-04 | 11,440 | $1.21 | 280,249 | No | 4 | S | Indirect | See Footnote 1 |
| Common Stock | Disposition | 2014-06-04 | 2,860 | $1.21 | 69,945 | No | 4 | S | Indirect | See Footnote 2 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote 1 |
| No | 4 | S | Indirect | See Footnote 1 |
| No | 4 | S | Indirect | See Footnote 1 |
| No | 4 | S | Indirect | See Footnote 1 |
| No | 4 | S | Indirect | See Footnote 2 |
| No | 4 | S | Indirect | See Footnote 2 |
| No | 4 | S | Indirect | See Footnote 2 |
| No | 4 | S | Indirect | See Footnote 2 |
| No | 4 | S | Indirect | See Footnote 1 |
| No | 4 | S | Indirect | See Footnote 2 |
Footnotes
- Held by: Infrastructure & Environmental Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- Held by: Environmental Information Technology Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- 6,000 @ 1.211,920 @ 1.2153,440 @ 1.2280 @ 1.23
- 1,500 @ 1.21480 @ 1.215860 @ 1.2220 @ 1.23
Billionaire Hedge Funds
