Filing Details
- Accession Number:
- 0001181431-14-022980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 19:05:42
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 19:05:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
900349 | Perry Ellis International Inc | PERY | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 591162998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032826 | Fanny Hanono | 3000 N.w. 107Th Avenue Miami FL 33172 | Secretary And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-03 | 15,000 | $17.05 | 372,781 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,932 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | $18.19 | 2013-03-19 | 2019-03-18 | 4,412 | 4,412 | Direct |
Common Stock | Stock Appreciation Right | $28.38 | 2012-04-11 | 2018-04-10 | 2,850 | 2,850 | Direct |
Common Stock | Stock Appreciation Right | $24.93 | 2011-04-19 | 2017-04-18 | 3,476 | 3,476 | Direct |
Common Stock | Stock Options | $4.63 | 2010-03-18 | 2019-03-17 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-18 | 4,412 | 4,412 | Direct |
2018-04-10 | 2,850 | 2,850 | Direct |
2017-04-18 | 3,476 | 3,476 | Direct |
2019-03-17 | 10,000 | 10,000 | Direct |
Footnotes
- Owned by the Fanny Hanono Revocable Trust UAD 07/06/11, of which the Reporting Person is the Trustee.
- Includes (i) 5,553 shares of restricted stock granted under the Perry Ellis International, Inc. Second Amended and Restated 2005 Long-Term Incentive Compensation Plan, as may be amended and restated from time to time (the "Plan"), which vest in three equal annual installments commencing on April 28, 2015; (ii) 2,714 shares of restricted stock granted under the Plan, which vest in two equal annual installments commencing on April 30, 2015; and (iii)(A) 2,501 shares of restricted stock granted under the Plan in March 2012, and (B) 4,069 shares of restricted stock granted under the Plan in April 2013, which each vest up to 100% provided that certain performance goals have been achieved and the Reporting Person is still an employee of the Company as of the last day of fiscal 2015 and fiscal 2016, respectively. With respect to the grants set forth in (iii)(A) and (B), the Reporting Person may be entitled to additional restricted stock in the event the Company exceeds the performance goals.
- Of the shares subject to the stock appreciation right, 2,941 shares are fully vested. The remaining 1,471 shares shall vest and become exercisable on March 19, 2015.