Filing Details
- Accession Number:
- 0001209191-14-039405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 18:30:38
- Reporting Period:
- 2014-06-04
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 18:30:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899460 | Mannkind Corp | MNKD | Pharmaceutical Preparations (2834) | 133607736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297976 | David Thomson | 28903 North Avenue Paine Valencia CA 91355 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2014-06-04 | 90,000 | $6.85 | 192,286 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-06-04 | 90,000 | $9.95 | 102,286 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2014-06-04 | 43,000 | $7.48 | 145,286 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-06-04 | 43,000 | $9.95 | 102,286 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2014-06-04 | 90,000 | $0.00 | 90,000 | $6.85 |
| Common Stock, $.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2014-06-04 | 43,000 | $0.00 | 43,000 | $7.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 360,000 | 2013-11-21 | 2023-05-23 | No | 4 | M | Direct |
| 0 | 2013-07-19 | 2019-08-19 | No | 4 | M | Direct |
Footnotes
- Transaction occurred pursuant to Rule 10B5-1 Plan.
Billionaire Hedge Funds
