Filing Details
- Accession Number:
- 0001209191-14-039398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 18:20:10
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 18:20:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1089872 | Gaiam Inc | GAIA | Services-Motion Picture & Video Tape Production (7812) | 841113527 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393972 | R John Jackson | 833 West South Boulder Road Louisville CO 80027-2452 | Secretary & Vp Corp Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-06-03 | 13,555 | $5.00 | 14,276 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-06-03 | 13,555 | $7.20 | 721 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2014-06-04 | 2,032 | $5.00 | 2,753 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-06-04 | 2,032 | $7.20 | 721 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-06-03 | 13,555 | $0.00 | 13,555 | $5.00 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-06-04 | 2,032 | $0.00 | 2,032 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,032 | 2015-06-26 | No | 4 | M | Direct | |
| 0 | 2015-06-26 | No | 4 | M | Direct |
Footnotes
- The option is fully vested. The option was originally granted on June 26, 2006, and provided for vesting of 2% per month for 50 months commencing on May 1, 2007.
Billionaire Hedge Funds
