Filing Details
- Accession Number:
- 0001179110-14-009871
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 17:40:34
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 17:40:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 856982 | Merit Medical Systems Inc | MMSI | Surgical & Medical Instruments & Apparatus (3841) | 870447695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595939 | Ronald Frost | 1600 West Merit Parkway South Jordan UT 84095 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2014-06-03 | 2,325 | $11.05 | 2,325 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2014-06-03 | 2,325 | $14.07 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock options (right to buy) | Disposition | 2014-06-03 | 2,325 | $0.00 | 2,325 | $11.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-06-10 | 2014-06-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, No Par Value | 15,702 | Indirect | By 401(k) plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock options (right to buy) | $9.70 | 2008-06-27 | 2014-06-27 | 5,000 | 5,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $11.53 | 2009-05-21 | 2015-05-21 | 11,250 | 11,250 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $13.75 | 2012-08-11 | 2018-08-11 | 15,000 | 15,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $13.14 | 2014-07-31 | 2020-07-31 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-06-27 | 5,000 | 5,000 | Direct |
| 2015-05-21 | 11,250 | 11,250 | Direct |
| 2018-08-11 | 15,000 | 15,000 | Direct |
| 2020-07-31 | 10,000 | 10,000 | Direct |
Footnotes
- Represents plan holdings as of 06/03/2014.
- Become exercisable in equal annual installments of 20% commencing 06/27/2008.
- Become exercisable in equal annual installments of 20% commencing 05/21/2009.
- Become exercisable in equal annual installments of 20% commencing 08/11/2012.
- Become exercisable in equal annual installments of 20% commencing 07/31/2014.
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