Filing Details
- Accession Number:
- 0001480248-14-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 16:45:33
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 16:45:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196894 | Jr Thomas Wroe | C/O Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2014-06-03 | 27,714 | $0.00 | 35,578 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2014-06-05 | 10,845 | $16.13 | 24,733 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2014-06-03 | 27,714 | $0.00 | 27,714 | $0.00 |
Common Stock, Par Value $.01 | Restricted Stock Unit | Acquisiton | 2014-06-04 | 8,055 | $0.00 | 8,055 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
8,055 | No | 4 | A | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on March 13, 2014. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
- Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc.
- The restricted stock units vest in their entirety one the earlier of (i) the day preceding the next annual meeting of shareholders of the Company and (ii) the first anniversary of the date of grant. Shares of common stock are delivered to reporting person on vesting