Filing Details
- Accession Number:
- 0001246360-14-002843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 17:35:08
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 16:35:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185068 | J Christopher Schaepe | Lightspeed Venture Partners 2200 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-03 | 40,000 | $16.98 | 107,962 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-06-03 | 8,334 | $13.83 | 116,296 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-03 | 65,234 | $20.06 | 51,062 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-06-03 | 40,000 | $0.00 | 40,000 | $16.98 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-06-03 | 8,334 | $0.00 | 8,334 | $13.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-11-05 | No | 4 | M | Direct | |
0 | 2017-05-24 | No | 4 | M | Direct |
Footnotes
- This option was previously reported as covering 20,000 shares at an exercise price of $33.95 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after November 6, 2007.
- The sales price reported in column 4 of Table 1 represents the weighted average sales price of the shares sold ranging from $20.01 to $20.11 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Option becomes exercisable in annual installments over a period of 4 years of continuous service after May 25, 2010.