Filing Details
- Accession Number:
- 0001536584-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 16:30:57
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 16:30:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536584 | R Nicholas Noviello | 495 East Java Drive Sunnyvale CA 94089 | Executive Vp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-03 | 8,325 | $0.00 | 36,084 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-03 | 3,128 | $36.59 | 32,956 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-06-03 | 6,322 | $37.18 | 26,634 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-04 | 5,197 | $36.37 | 21,437 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2014-06-03 | 8,325 | $0.00 | 8,325 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,150 | No | 4 | M | Direct |
Footnotes
- The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $37.09 to $37.27. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $36.31 to $36.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
Billionaire Hedge Funds
